|
|
|
|
|
|
|
|
|
|
|
Pacific West Financial Group > Prospective Representative Questionnaire
|
Prospective Representative Questionnaire
|
|
|
|
|
|
 | | 10/10/2008 4:20 PM | CHAR\consultants4 | a | | | | | | | | | | | | | 7/29/2008 6:54 PM | CHAR\consultants4 | Brandon Slama | 206 Austin Ave | Columbia | MO | 65203 | bgs7b6@gmail.com | 5736738525 | any | Under $100,000 | | individual | | | 8/30/2008 2:39 PM | CHAR\consultants4 | Dominic Sitowski | 15489 SE Vista Sunrise Ct | Milwaukie | Or | 97267 | dsitowski@gmail.com | 503-654-4869 | After 10:00 AM | Under $100,000 | Easy to work with and marketing support. | yes | | | 6/24/2008 6:25 PM | CHAR\consultants4 | Jonathan Woodbury | 294 Clay St. | Sonoma | CA | 95476 | jwoodbury@econiverse.com | 1-800-795-7144 | 10 am - 3 pm PDT | $100,000 to $200,000 | A solid, multi-decade track record on the part of the broker-dealer. High integrity in the selection of offerings to be recommended to clients. Strong technology support. Streamlined paperwork. A fair and beneficial fee split. A wide, high-quality selecti | Individual | | | 10/10/2008 9:30 AM | CHAR\consultants4 | Kara | 123 Main St | Seattle | WA | 98000 | karamcginn@pwfinancial.com | 888-236-7979 | 8-5 | Under $100,000 | test - Chris are you checking these or are they going into your inbox? I'm testing this from home. | test | | | 5/27/2008 3:32 PM | CHAR\consultants4 | karalyn | 1146 NW 58th Street | Seattle | WA | 98107 | karalyncarlton@pwfinancial.com | 612-952-4423 | 10 - 2 pst | $200,000 to $300,000 | jklsjfdlj | individual | | | 12/1/2008 9:22 PM | CHAR\consultants4 | Kevin Stifle | 2852 Hampshire Ave. S. | St. Louis Park | MN | 55426 | kevinstifle@q.com | 612-616-0738 | anytime | Under $100,000 | | individual | | | 12/29/2008 4:47 PM | CHAR\consultants4 | Matthew McMillan | 75 Central Street Suite 120 | Peabody | ma | 01960 | mcmillan.54@osou.edu | 7815586267 | anytime | Under $100,000 | Payout
International clients
| individual | | | 8/7/2008 10:12 AM | CHAR\consultants4 | Terril Goudie | 3962 Hastings Ct. | Palm Harbor | FL | 34685 | terril.goudie@yahoo.com | 813-263-9884 | PM | $300,000 to $500,000 | Culture of the management team, access to managment, platform. I'm considering a move in the 4th quarter. Please send me a packet including payout grids and clearing costs. | Individual | | | 10/1/2008 1:27 AM | CHAR\consultants4 | TEST | 123 | 1 | 1 | 1 | beslavin@yahoo.com | test | | | test | |
| | Edit in Browser | /_layouts/images/icxddoc.gif | /_layouts/formserver.aspx?XsnLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | FileType | xsn | 255 | | Edit in Browser | /_layouts/images/icxddoc.gif | /_layouts/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | ProgId | InfoPath.Document | 255 | | Edit in Browser | /_layouts/images/icxddoc.gif | /_layouts/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | ProgId | InfoPath.Document.2 | 255 | | Edit in Browser | /_layouts/images/icxddoc.gif | /_layouts/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | ProgId | InfoPath.Document.3 | 255 | | Edit in Browser | /_layouts/images/icxddoc.gif | /_layouts/formserver.aspx?XmlLocation={ItemUrl}&OpenIn=Browser | 0x0 | 0x1 | ProgId | InfoPath.Document.4 | 255 | | View in Web Browser | /_layouts/images/ichtmxls.gif | /_layouts/xlviewer.aspx?listguid={ListId}&itemid={ItemId}&DefaultItemOpen=1 | 0x0 | 0x1 | FileType | xlsx | 255 | | View in Web Browser | /_layouts/images/ichtmxls.gif | /_layouts/xlviewer.aspx?listguid={ListId}&itemid={ItemId}&DefaultItemOpen=1 | 0x0 | 0x1 | FileType | xlsb | 255 | | Snapshot in Excel | /_layouts/images/ewr134.gif | /_layouts/xlviewer.aspx?listguid={ListId}&itemid={ItemId}&Snapshot=1 | 0x0 | 0x1 | FileType | xlsx | 256 | | Snapshot in Excel | /_layouts/images/ewr134.gif | /_layouts/xlviewer.aspx?listguid={ListId}&itemid={ItemId}&Snapshot=1 | 0x0 | 0x1 | FileType | xlsb | 256 |
|
|
|
|
|
 |
|
|
|
|